Assistant Vice President - Regulatory Compliance
更新日期:2018-02-08- 工作經(jīng)驗(yàn):
- 無要求
- 最低學(xué)歷:
- 本科
- 招聘人數(shù):
- 1
- 語言要求:
- 無
- 工作性質(zhì):
- 無
- 薪資范圍:
- 2.5-3萬/月
- 職位類別:
- 工作地點(diǎn):
- 廣州市
崗位職責(zé):
Impact on the Business
Site Compliance Risk Management
- To discharge the compliance officer accountabilities by pro-actively assisting management in identifying and containing compliance risk, reporting and certification, fostering a compliance culture and optimizing relations with regulators
- To support GSC management for its secure functioning and corporate governance through advice and management of regulatory and reputational risks
- To nurture / improve the compliance culture within the site
Regulator
- Foster good relationship with regulators in conjunction with Business Partner (BP) and/or Onshore RC
- Coordinate / manage regulator visits to the GSC
Financial ROP
- Ensure the department operates with approved financial ROP for the year.
Accomplish the financial ROP for the upcoming year
- Utilize resources efficiently while maintaining high level of support to local site
Customers / Stakeholders
Site Senior Management, Operations, and Business Service
- Manage relationships and interact with GSC site senior management, Operations and Business Service (BS) by effectively communicating compliance issues and drive improvements.
- Establish close working relationship with the Centre Director, and the Operations process heads
Business Partner / Onshore Compliance
- Maintain a cooperative relationship with BP/Onshore RC , and, support them in managing the compliance risk for the work in the GSC site
- Ensure all processes on site receive adequate compliance oversight and resource to fulfill BP/Onshore RC expectations, i.e. delegated responsibilities are effectively addressed.
Risk, Migrations, and other enabling functions
- Implement Business Line Compliance (BLC) responsibilities in the Compliance Monitoring and Testing (CMAT) Terms of Reference (ref. RACI)
- Work with other Risk control functions to be effective, efficient and consistent
- Close coordination with other enabling functions, especially, Migrations and Capacity Management.
Operational Effectiveness & Control
- Drive efficiency and enhance effectiveness of compliance investigations and reviews.
- Identify and share best practices across sites and Operations teams to achieve alignment of risk management approach where applicable
- Maintain up to date MI and reporting
Leadership & Teamwork
Leading and Planning
- Fulfil the Local RC Officer responsibilities as per Global Risk – Compliance FIM B2.1 for his/her GSC site/ legal entity
- Produce, agree and implement an Annual Compliance Plan that adequately reflects the accountabilities, compliance risks and resources needed to do the job
Team management
- Recruit, retain, develop and motivate GSC RC staff to become professional, knowledgeable, cost-effective, efficient and motivated to support all business units covered by RC’s remit.
- Cultivate an environment that supports diversity and reflects the HSBC brand
任職資格:
- Minimum of 5 years of experience in legal, compliance or general audit preferably within a banking/financial institution
- A relevant degree of a good standard evidencing ability to analyze and apply legal or other principles and standards
- Excellent influencing and negotiating skills
- Ability to analyze and implement complex legislation and regulations
- Technical proficiency and confidence in applicable BP’s country regulations and their practical application in the GSCs/BS
- Ability to speak and understand English fluently, write professional letters and reports, and high conversational skills
- At least 1-2 years management experience, involving regular communication with senior management, and staff development
- Ability to build rapport with and relate to a wide range of people and develop an effective compliance culture
公司網(wǎng)址:http://www.hsbcglobalresourcing.com
公司地址:廣州市天河區(qū)天河路381號(hào)太古匯辦公樓2座第17層
聯(lián)系電話:0757-85830715
匯豐環(huán)球客戶服務(wù)(廣東)有限公司秉承匯豐集團(tuán)理念,始終將優(yōu)質(zhì)客戶服務(wù)擺在公司發(fā)展的首位,依托先進(jìn)的科技設(shè)施和雄厚的人力資源,實(shí)現(xiàn)服務(wù)的專業(yè)、規(guī)模和最佳化。持續(xù)多年的優(yōu)質(zhì)服務(wù)為匯豐環(huán)球在同行業(yè)贏得較高的聲譽(yù),隨著匯豐環(huán)球規(guī)模化不斷發(fā)展,匯豐環(huán)球中國營運(yùn)中心現(xiàn)在有超過10,000名金融服務(wù)人員的專業(yè)團(tuán)隊(duì),為匯豐集團(tuán)世界各地的分支機(jī)構(gòu)(如香港、英國、美國、加拿大、日本、中國、新加坡和澳門等)提供和分析數(shù)據(jù)、收款付款服務(wù)、客戶中心等多項(xiàng)服務(wù)。同時(shí)榮獲許多榮譽(yù)稱號(hào),其中包括廣東最佳業(yè)務(wù)外包公司、廣東省服務(wù)外包示范企業(yè)、中國服務(wù)外包十大在華跨國服務(wù)供應(yīng)商、技術(shù)先進(jìn)企業(yè)、商務(wù)部重點(diǎn)聯(lián)系企業(yè)、A級(jí)納稅人稱號(hào),并且已連續(xù)五年獲得香港呼叫中心協(xié)會(huì)年度大獎(jiǎng)–離岸業(yè)務(wù)金獎(jiǎng), 廣東省企業(yè)500強(qiáng)等。
匯豐環(huán)球客戶服務(wù)(廣東)有限公司
- 企業(yè)性質(zhì): 三資企業(yè)
- 業(yè)務(wù)范圍: BPO
- 所屬行業(yè):外包服務(wù)
- 公司地址:廣州市天河區(qū)天河路381號(hào)太古匯辦公樓2座第17層
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